Investment Compliance Analyst – Boston, MA
We are seeking candidates for an Investment Compliance Analyst position with a leading investment management firm based in Boston, MA. The Investment Compliance Analyst will be responsible for supporting the firm’s ethics program, ensuring adherence to regulatory and internal policies, and helping to identify and mitigate potential conflicts of interest. The ideal candidate will have 1–3 years of experience in compliance, regulatory, code of ethics, or business controls within the financial services industry.
This is a 6+ month contract position that will pay $30-40/hr (depending on experience) within a 40-hour workweek. This position supports a hybrid work model, onsite 4 days per week in their Boston office.
Responsibilities:
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Respond to employee inquiries regarding Code of Ethics policies and requirements
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Support operational, system, and data-driven components of the Code of Ethics program, identifying opportunities to improve efficiency through technology
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Partner with global compliance colleagues, Operational Risk, and Internal Audit to ensure consistent and coordinated outcomes
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Assist with broader Legal, Compliance, and Risk initiatives as needed
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Develop and deliver regulatory training related to ethics and compliance requirements
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Support responses to regulatory inquiries and examinations
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Serve as an escalation point for offshore compliance teams
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Create, maintain, and enhance operational procedures and documentation
Qualifiations:
- Bachelor’s degree in finance, business, computer science, or a related field (required)
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1-3 years of experience in compliance, operational risk, or business controls within a financial services environment
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Previous experience with business intelligence and automation tools (e.g., Power BI, Power Automate, Alteryx, GenAI) is a plus
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Strong organizational skills with the ability to prioritize tasks
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Ability to collaborate cross-functionally across teams
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Strong attention to detail and interest in technology to improve processes
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Excellent analytical and problem-solving skills
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Excellent written and verbal communication skills
If you are interested in learning more about this opportunity, please send your resume to Lydia at [email protected].
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