Compliance Analyst (Hybrid, 3 days onsite)
A successful hedge fund, located south of Boston, is actively searching for a seasoned Compliance Analyst to join their team! This person will be responsible for assisting the COO/CCO with all RIA and Fund compliance requirements, as well as assisting the rest of the business operations team with all facets of firm compliance. If you’re interested in the Compliance Analyst opportunity, please keep reading.
Responsibilities:
- Monitor and Support Code of Conduct and personal trading requirements for firm and its employees
- Work with the COO/CCO to review all firm communication with investors and prospects including the company website. Monitor compliance with new SEC Marketing rules.
- Assist with all regulatory filings for our Fund and RIA entities.
- Primary responsibility for all firm documentation for relationships with counterparties, broker-dealers and prime brokers.
- In charge of all firm proxy voting activities
Qualifications:
- 3-5 year’s work experience at a hedge fund or other asset management firm
- BA/BS degree required
- Experience in investment management industry compliance
- Knowledge of Hedge Funds or Private Investment Funds is required
- Proficiency in MS Office Suite and Compliance Management Systems are preferred
- Must be willing to work onsite 3 days a week
This is a full-time opportunity that is offering a competitive compensation package, a hybrid work schedule and great benefits. If you’re interested in learning more about the Compliance Analyst Role, please submit your resume to Hali Siegel at [email protected].
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